ASIC Commissioner Alan Kirkland joined ABC Radio Melbourne this week to discuss the latest changes to the
#superannuation
guarantee and offer some tips on how to engage with your super. Listen here
ASIC and APRA are calling on
#superannuation
trustees to boost their efforts to track and measure the impact of strategies to improve members' retirement outcomes
Speaking to
@thenightlyau
for their Leaders Survey, ASIC Chair Joe Longo warned firms to avoid 'AI washing' by deceptively overstating their use of
#AI
In a keynote address to the
@ausbanking
conference, ASIC Chair Joe Longo called on Australia’s banking sector to work for their customers’ best interest
We’re making it easier to search our professional registers to see if the person or company you’re dealing with is licensed. Access the new ASIC Professional Registers Search and have your say
Registrations are now open for
#ASICforum2024
Bridging generations: Regulating for all Australians. Register now to take advantage of early bird pricing
#sydney
#event
Following extensive ASIC-led consultation, the Australian Banking Association agreed to address critical gaps in its new Banking Code of Practice. The new Code strengthens standards and retains key protections for consumers and small businesses
ASIC is calling on market intermediaries to strengthen their supervisory arrangements for recording and monitoring representatives’ business communications
Fertoz Limited has paid $37,560 to comply with two ASIC infringement notices alleging false or misleading representations regarding its reforestation project
The Federal Court has found iSignthis contravened the law on a number of occasions, and that former managing director and CEO Nickolas John Karantzis breached the law and his directors' duties
ASIC Commissioner Alan Kirkland addressed the Professional Planner Licensee Summit on 18 June, reflecting on more than a decade of change in financial advice regulation
The Markets Disciplinary Panel (MDP) issued an infringement notice to Ascot Securities, requiring it to pay a penalty of $3.1 million and enter into an enforceable undertaking
We have obtained interim orders freezing the assets of the Shield Master Fund to help protect investor funds while we investigate. The fund's responsible entity is Keystone Asset Management
Registrations are now open for the ASIC Annual Forum, taking place this year in Sydney on 14 to 15 November 2024. Join us and a range of business, regulatory and consumer representatives to consider the financial challenges that impact our diverse nation
We have appealed the Federal Court’s decision to relieve Block Earner from liability to pay a penalty for contraventions related to its crypto-related Earner product
Scammers call and say that they’re investigating a scam phone number tied to your name. We’ll never ask for your money or personal information. We also won’t ask for passwords, login details or any info that could compromise your identity.
ASIC Chair Joe Longo appeared before the Parliamentary Joint Committee on Corporations and Financial Services on 14 June, alongside ASIC Commissioners and senior leaders. Read his opening remarks
ASIC has issued an interim stop order preventing Hirehood Pty Ltd from offering securities under its crowd-sourced funding offer document published on the VentureCrowd Pty Ltd intermediary platform