We charged Consensys Software with engaging in the unregistered offer and sale of securities through MetaMask Staking and with operating as an unregistered broker.
Plan for and celebrate financial independence by making sure you are taking full advantage of any matching contributions available to you through your employer-sponsored retirement plan.
Learn more in the latest Director’s Take:
There is maintenance on from 5pm June 28-5am June 29 ET. During that time access to EDGAR & Tips, Questions, & Complaints forms will be available. For more on how to submit comments & on temporarily unavailable webforms, see:
We filed charges against Meta Materials Inc & its former CEOs, John Brda & George Palikaras. The company has agreed to settle the charges in an administrative proceeding, while the litigation against Brda & Palikaras will proceed in federal district court.
Whether it’s a too-good-to-be-true investment opportunity or an unsolicited investment pitch, ask yourself “Does this seem right?” and check out the resources at:
No matter your age, we can all learn something about investing.
#NeverStopLearning
We updated the list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 24 soliciting entities, six impersonators of genuine firms, and four bogus regulators. For more:
has resources to help investors who are just starting out, already saving for retirement, or enjoying their retirement years.
No matter your age, we can all learn something about investing.
#NeverStopLearning
We announced that R.R. Donnelley & Sons Company, a global provider of business communication & marketing services, agreed to pay over $2.1M to settle disclosure & internal control failure charges relating to cybersecurity incidents & alerts in late 2021.
No matter your age, we can all learn something about investing.
has resources to help investors who are just starting out, already saving for retirement, or enjoying their retirement years.
#NeverStopLearning
Whether it’s a too-good-to-be-true investment opportunity or an unsolicited investment pitch, ask yourself “Does this seem right?” and check out the resources at .
No matter your age, we can all learn something about investing.
#NeverStopLearning
If you don’t recognize a fee on your retirement statement, ask yourself, “Does this look right?” and check out the resources at: .
No matter your age, we can all learn something about investing.
#NeverStopLearning
The SEC’s Office of Investor Education and Advocacy launched a new public service campaign today. The campaign encourages investors to
#NeverStopLearning
and check out the free resources at .
Learn more:
It can be difficult to tell if an older person has been the victim of investment fraud—or know what to do when it happens.
Learn how to spot the signs of fraud aimed at older investors—and how to help:
#WEAAD
#WorldElderAbuseAwarenessDay
Terraform Labs PTE, Ltd. & Do Kwon agreed to pay more than $4.5B following a unanimous jury verdict holding them liable for orchestrating a years-long fraud involving crypto asset securities that led to massive investor losses when the scheme unraveled.
Today we charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC in connection with a three-year scheme to defraud investors of at least $3 million.
Do you know the common red flags of scams aimed at older investors?
🚩 Time sensitive offers
🚩 High-pressure sales tactics
🚩 Too-good-to-be-true deals
🚩 Promises of high guaranteed returns
Learn more:
#WEAAD